Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights November 14, 2019 Client Update SEC Describes Active Enforcement Program and Focus on Corporate Conduct in 2019 Annual Report The SEC’s Enforcement Division (the “Division”) released its annual report on November 6. The Division filed 7% more... November 12, 2019 Articles & Books SEC marketing rule changes increase flexibility for advisers Davis Polk partners Gregory Rowland and Nora Jordan and counsel Sarah Kim and Aaron Gilbride authored a Law360 article dis... November 4, 2019 Client Update Supreme Court to Review SEC’s Authority to Seek Disgorgement On Friday, November 1, 2019, the Supreme Court granted certiorari in Liu v. Securities and Exchange Commission, a case th... September 10, 2019 Client Update District Court Opens the Door to Potential Restitution Claims in FCPA Cases On September 3, the United States District Court for the Eastern District of New York unsealed an order ruling that, under... August 27, 2019 Client Update Commerce Department Extends Huawei General License, Adds More Huawei Affiliates to Entity List The Department of Commerce added 46 more non-U.S. affiliates of Huawei Technologies Co., Ltd. to the Bureau of Industry an... August 13, 2019 Client Update SFO Announces New Corporate Cooperation Guidance On August 6, the United Kingdom’s Serious Fraud Office (“SFO”) published new guidance on the steps companies should ... August 7, 2019 Client Update United States Imposes Blocking Sanctions on the Government of Venezuela Late on the evening of August 5, 2019, President Trump issued a new Executive order imposing blocking sanctions on the Gov... July 22, 2019 Client Update DOJ Expands Opportunities for Cooperation Credit in Criminal Antitrust Investigations In a speech on July 11, 2019, Assistant Attorney General Makan Delrahim of the Antitrust Division of the Department of Jus... July 18, 2019 Client Update Chairman Jay Clayton Announces Change in SEC Waiver Process Earlier this month, SEC Chairman Jay Clayton issued a statement announcing a change in the SEC’s waiver application proc... June 27, 2019 Client Update Kisor v. Wilkie: Auer Deference Lives On, But In What Form? The Supreme Court in Kisor v. Wilkie has declined to overrule Auer v. Robbins and Bowles v. Seminole Rock & Sand Co., inst... Load More
November 14, 2019 Client Update SEC Describes Active Enforcement Program and Focus on Corporate Conduct in 2019 Annual Report The SEC’s Enforcement Division (the “Division”) released its annual report on November 6. The Division filed 7% more...
November 12, 2019 Articles & Books SEC marketing rule changes increase flexibility for advisers Davis Polk partners Gregory Rowland and Nora Jordan and counsel Sarah Kim and Aaron Gilbride authored a Law360 article dis...
November 4, 2019 Client Update Supreme Court to Review SEC’s Authority to Seek Disgorgement On Friday, November 1, 2019, the Supreme Court granted certiorari in Liu v. Securities and Exchange Commission, a case th...
September 10, 2019 Client Update District Court Opens the Door to Potential Restitution Claims in FCPA Cases On September 3, the United States District Court for the Eastern District of New York unsealed an order ruling that, under...
August 27, 2019 Client Update Commerce Department Extends Huawei General License, Adds More Huawei Affiliates to Entity List The Department of Commerce added 46 more non-U.S. affiliates of Huawei Technologies Co., Ltd. to the Bureau of Industry an...
August 13, 2019 Client Update SFO Announces New Corporate Cooperation Guidance On August 6, the United Kingdom’s Serious Fraud Office (“SFO”) published new guidance on the steps companies should ...
August 7, 2019 Client Update United States Imposes Blocking Sanctions on the Government of Venezuela Late on the evening of August 5, 2019, President Trump issued a new Executive order imposing blocking sanctions on the Gov...
July 22, 2019 Client Update DOJ Expands Opportunities for Cooperation Credit in Criminal Antitrust Investigations In a speech on July 11, 2019, Assistant Attorney General Makan Delrahim of the Antitrust Division of the Department of Jus...
July 18, 2019 Client Update Chairman Jay Clayton Announces Change in SEC Waiver Process Earlier this month, SEC Chairman Jay Clayton issued a statement announcing a change in the SEC’s waiver application proc...
June 27, 2019 Client Update Kisor v. Wilkie: Auer Deference Lives On, But In What Form? The Supreme Court in Kisor v. Wilkie has declined to overrule Auer v. Robbins and Bowles v. Seminole Rock & Sand Co., inst...