Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights July 19, 2022 Client Update SEC final rules on proxy advisory firms reverse amendments adopted in 2020 The new rules eliminate the requirement to provide drafts to companies. July 15, 2022 Client Update SEC proposes to substantially restrict grounds for excluding shareholder proposals The proposal would significantly narrow the likelihood of obtaining no-action relief from the SEC on shareholder proposals... July 5, 2022 Client Update Purchasing portfolio company debt – Threshold issues for private equity sponsors This client update identifies the principal issues that private equity firms and their portfolio companies should consider... June 16, 2022 Client Update SEC requests comments on Advisers Act status of index providers and other information providers The SEC requested public comments and information on whether index providers, model portfolio providers and pricing servic... June 13, 2022 Client Update Davis Polk submits comment letter to SEC on special purpose acquisition companies rule proposals In March 2022, the SEC proposed a sweeping set of rules relating to SPACs, SPAC IPOs and de-SPAC transactions that the SEC... June 13, 2022 Client Update SEC again reopens comment period for its Dodd-Frank clawback rule On June 8, 2022, the SEC requested comments for the third time on its proposed clawback rule, which is required to be prom... June 9, 2022 Client Update SEC to require electronic filing of Form 144 and glossy annual reports New rules will require electronic filing of forms on EDGAR that are currently permitted to be filed in a paper format. June 7, 2022 Client Update FCA publishes Primary Market Bulletin 40 and finalises guidance on prospectus regime On 27 May 2022, following an earlier consultation, the UK’s Financial Conduct Authority (FCA) published new and revised ... May 31, 2022 Client Update UK listing regime reforms to promote greater access and flexibility on public markets On 26 May 2022, the FCA published a discussion paper seeking further views as to how it can make the UK listing regime and... May 25, 2022 Client Update 日本における現金対価の公開買付けに関連する米国証券法令上の留意点及び選択肢 （参考和訳） 米国証券法令は、日本企業の有価証券を対象とする公開買付けが米国との関係性を有して?... Load More
July 19, 2022 Client Update SEC final rules on proxy advisory firms reverse amendments adopted in 2020 The new rules eliminate the requirement to provide drafts to companies.
July 15, 2022 Client Update SEC proposes to substantially restrict grounds for excluding shareholder proposals The proposal would significantly narrow the likelihood of obtaining no-action relief from the SEC on shareholder proposals...
July 5, 2022 Client Update Purchasing portfolio company debt – Threshold issues for private equity sponsors This client update identifies the principal issues that private equity firms and their portfolio companies should consider...
June 16, 2022 Client Update SEC requests comments on Advisers Act status of index providers and other information providers The SEC requested public comments and information on whether index providers, model portfolio providers and pricing servic...
June 13, 2022 Client Update Davis Polk submits comment letter to SEC on special purpose acquisition companies rule proposals In March 2022, the SEC proposed a sweeping set of rules relating to SPACs, SPAC IPOs and de-SPAC transactions that the SEC...
June 13, 2022 Client Update SEC again reopens comment period for its Dodd-Frank clawback rule On June 8, 2022, the SEC requested comments for the third time on its proposed clawback rule, which is required to be prom...
June 9, 2022 Client Update SEC to require electronic filing of Form 144 and glossy annual reports New rules will require electronic filing of forms on EDGAR that are currently permitted to be filed in a paper format.
June 7, 2022 Client Update FCA publishes Primary Market Bulletin 40 and finalises guidance on prospectus regime On 27 May 2022, following an earlier consultation, the UK’s Financial Conduct Authority (FCA) published new and revised ...
May 31, 2022 Client Update UK listing regime reforms to promote greater access and flexibility on public markets On 26 May 2022, the FCA published a discussion paper seeking further views as to how it can make the UK listing regime and...
May 25, 2022 Client Update 日本における現金対価の公開買付けに関連する米国証券法令上の留意点及び選択肢 （参考和訳） 米国証券法令は、日本企業の有価証券を対象とする公開買付けが米国との関係性を有して?...